Compliance Skills - Writing an effective Compliance Report
Tim Brown
Tim trains staff on the various roles and requirements of the Compliance Officer as well as the rules and regulations which impact their role.
Tim has worked in the City of London since 1969 when he joined Williams Deacons Bank Limited (now The Royal Bank of Scotland).
Tim moved on to the Commonwealth Bank of Australia and progressed through various stages of banking experience including training as an Internal Auditor. In 1993 Tim left the banking side of the financial services industry and joined the Compliance and Internal Audit department of the Fund Management company INVESCO, the London arm of the listed company AMVESCAP.
Tim's time at INVESCO provided the foundations of his Compliance experience, covering both Retail and Institutional business, and in 1999 he joined Cogent Investment Operations Limited (Cogent) to set up its Compliance and Business Risk Department.
Tim specialises in training individuals on the roles and responsibilities of the compliance function. He holds the TAP “Foundation Certificate in Training Delivery Skills”.







