So often, MLROs are so busy ensuring that everyone else in their firm receives the AML training, that the need to keep up to date as an MLRO gets overlooked.

To assist you with this, CCL have developed a new half day workshop which looks at the current areas of interest to AML regulators,  enhanced with case histories and studies.

Specific themes addressed in the course include:

• Challenges arising from the split of responsibilities between the firm’s senior management (in particular the designated Senior Manager in FSA regulated firms) and the MLRO
• Issues arising from the firm’s ML risk assessment and the ongoing maintenance of it
• Practical updates from managing the firm’s SAR arrangements with particular reference to the ongoing developments in SOCA
• Training and awareness, contrasting retail and wholesale markets’ practical needs
• Management information, including the FSA requirement for an annual report to senior management
• Regulators’ current areas of interest

This is intended to be an interactive course to which delegates can bring their own current issues and challenges to add to the current themes identified above. Attendance provides an opportunity to find pragmatic solutions to current challenges, born of the experience of others, thus leading to resolutions that can be considered to reflect current market practice.