Following attendance at this course you will be able to:

• Ensure that your firm adequately carries out its  responsibilities towards different categories of client under COBS
• Benchmark  your firm’s current arrangements with the requirements under COBS
• Make any necessary changes internally, to ensure compliance with the Chapters of COBS that apply to their firm and to their firm’s clients
• State what ‘reasonable steps’ may be in the circumstances of their firm, to ensure that the recommendations that they make to clients are ‘suitable’ and in compliance with the rules
• Ensure that communications they have with their clients are fair, clear and not misleading