Tim Brown

Tim trains staff on the various roles and requirements of the Compliance Officer as well as the rules and regulations which impact their role.

Tim has worked in the City of London since 1969 when he joined Williams Deacons Bank Limited (now The Royal Bank of Scotland).

Tim moved on to the Commonwealth Bank of Australia and progressed through various stages of banking experience including training as an Internal Auditor. In 1993 Tim left the banking side of the financial services industry and joined the Compliance and Internal Audit department of the Fund Management company INVESCO, the London arm of the listed company AMVESCAP.

Tim's time at INVESCO provided the foundations of his Compliance experience, covering both Retail and Institutional business, and in 1999 he joined Cogent Investment Operations Limited (Cogent) to set up its Compliance and Business Risk Department.

Tim specialises in training individuals on the roles and responsibilities of the compliance function. He holds the TAP “Foundation Certificate in Training Delivery Skills”.

Terry Douglas

Terry is a highly experienced trainer and consultant, specialising in risk management and control, including fraud prevention and investigation, anti-money laundering,  anti bribery and corruption, internal audit and regulatory compliance.  

Terry's career in the financial services industry spans over 40 years, beginning with a firm of stockbrokers in the City before moving into banking in the late 70s with Standard and Chartered.  For over 20 years he was Head of Internal Audit and Compliance and Money Laundering Reporting Officer at The Head Office of The United Bank of Kuwait in London. In 2001 he returned to stockbroking for a short while before joining CCL

He joined the Institute of Internal Auditors in 1977 and was made a Fellow of the Institute in 1995. In the same year he qualified as a Certified Fraud Examiner. In 2009 Terry became a Fellow of  the Chartered Institute for Securities and Investments (CISI) and in 2010 qualified as a Chartered Fellow of CISI. Terry is also a Freeman of The City of London.

Prior to The Financial Services Skills Council (FSSC) (now The Financial Skills Partnership) ending it’s Accreditation scheme, Terry achieved “Approved Trainer” Accreditation. He was also a member of the FSSC Working Groups, developing National Occupational Standards for Countering Financial Crime and Risk Management.

Terry has lectured and trained extensively in the UK and has delivered training courses both in Europe and the Middle East. He is currently Director of CCL City Training.