Quarterly Regulatory Roundup
This course provides a quick and effective way to ensure that your organisation stays up to date with its regulatory responsibilities in the increasingly complex, and fast moving world of compliance.
Essential updates to the FSA’s Treating Customers Fairly initiative, as well as information on the continued move towards more principles based regulation will be provided. The work of the Enforcement Division will be touched upon, where relevant, as it provides a useful insight into FSA priorities. Consultation Papers, Discussion Papers and Policy Statements will also be summarised with significant issues highlighted. Delegates will leave the session fully up to date with the work of the FSA and upcoming issues of regulatory focus.







