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Financial Promotions Workshop

  • The FSA Statutory Objectives in FSMA
  • Regulatory focus on Consumer protection
  • The FSA's high level Principles for business
  • What is a financial promotion?
  • The application of the FSA Rules
  • Exceptions to the rules
  • Fair, Clear and not misleading financial promotions
  • Content of financial promotions under COBS 4
  • Image adverstising
  • Common failings in financial promotion compliance
  • Examples of financial promotions in the press
  • Some FSA Enforcement Notices

Book places for this course

Next Public course: 28 Mar 2012

On-site training in your office

Discounts

Discounts are available for multi bookings made at the same time and for clients returning to us for in house courses.

Tailored to your needs

Our courses can be tailored to your firm's specific requirements and industry sector.