The Market Abuse Regime
• Introduction - What does Market Abuse cover?
- The Code of Market Conduct
- Is White collar crime victimless…?
• Market manipulation and misleading statements
- Deliberate dishonesty and recklessness - how they are defined
- Example cases
• Insider Dealing
- Personal Dealing and Compliance
- Defences against Insider Dealing accusations
- Directors dealings
• Preventative Measures
- Compliance Programmes
- Suspicion reporting
• The Relationship between market abuse, the criminal law and FSA Principles
• Enforcement
• The EU and the Market Abuse Directive



