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The Market Abuse Regime

 

•    Introduction - What does Market Abuse cover?
      - The Code of Market Conduct
      - Is White collar crime victimless…?


•    Market manipulation and misleading statements
     - Deliberate dishonesty and recklessness - how they are defined  
     - Example cases


•    Insider Dealing
     - Personal Dealing and Compliance
     - Defences against Insider Dealing accusations
     - Directors dealings


•    Preventative Measures
     - Compliance Programmes
     - Suspicion reporting


•    The Relationship between market abuse, the criminal law and FSA Principles


•    Enforcement


•    The EU and the Market Abuse Directive

 

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