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CISI - IAQ - ISA and CTF Administration

The ISA Administration examination will be based on the first ten elements only whilst the ISA & CTF Administration examination will be based on all elements of this syllabus.


ELEMENT 1- Introduction
ELEMENT 2 - Regulation and authorisation
ELEMENT 3 - Investors and applications (ISA)
ELEMENT 4 - Investment rules and restrictions
ELEMENT 5 - Account income and tax claims
ELEMENT 6 - Account holder rights and protection
ELEMENT 7 - Account manager's charges and expenses (ISA)
ELEMENT 8 - Withdrawals, closure and death of an investor (ISA)
ELEMENT 9 - TRANSFERS
ELEMENT 10-  Returns of information and HMRC inspections (ISA)
ELEMENT 11 - Introduction
ELEMENT 12 - Regulation and authorisation
ELEMENT 13 - Applications
ELEMENT 14 - Investment rules and restrictions
ELEMENT 15 - Account holder rights and protection
ELEMENT 16 - Withdrawals, closure and death of the child
ELEMENT 17 - CTF transfers
ELEMENT 18 - Returns of information and HMRC inspections

source : CISI website

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